Perform second-line QA reviews of investor onboarding, lifecycles, and screening files to confirm completeness, accuracy, and audit readiness.
Validate adherence to AML/KYC procedures, including entity verification, UBO assessment, risk classification, and documentation standards.
Identify defects, documentation gaps, and unsupported conclusions; clearly document findings in accordance with QA protocols and standards.
Confirm remediation actions are completed appropriately and that corrected files meet required regulatory and client standards.
Track recurring issues and quality trends, escalating systemic or high-risk deficiencies to QA leadership.
Support continuous improvements of onboarding controls, escalations guidance, and DQC execution.

3–5 years of experience in AML/KYC, investor due diligence, or financial services compliance.
Exposure to Luxembourg, and/or Cayman Islands AML regulatory expectations is strongly preferred.
Experience reviewing complex investor structures preferred.
Prior experience in a QA, audit, control or second-line review function is preferred.
Strong analytical skills, excellent documentation discipline, and ability to apply consistent quality standards in high-volume environments.
Major or concentration in compliance, criminal justice, law, business, accounting, finance, and/or economics preferred.
CAMS certification.

We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business.
Our Total Rewards package includes medical and dental coverage and 401(k) plans, and a wide range of paid time off options as well as a flexible work environment.
You’ll also be granted time off for designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
We also offer unique benefits such as Student Debt Forgiveness and Pet Insurance.

Quality Assurance Consultant – AML

Key skills