Key skills
Communication
About this role
Role Overview
- Provides foundational support to the investment operations team.
- Assists with trade processing, reconciliations, and portfolio maintenance.
- Executes routine tasks accurately.
- Maintains organized records.
- Learns the firm’s trading platforms and custodial processes.
- Works closely with the Director of Investment Operations to support advisors.
- Ensures smooth operational workflows.
Requirements
- Bachelor’s Degree preferred (or equivalent work experience)
- Series 65 required upon hire.
- 0–2 years of relevant experience; internships or exposure to finance a plus
- Commitment to providing exceptional client service.
- Strong communication and organizational skills.
- Ability to prioritize tasks and follow established procedures.
- Attention to detail and willingness to learn new systems.
- Familiarity with Microsoft Office (Outlook, Word, Excel, PowerPoint).
- Comfort with technology systems and data entry.
Benefits
- Travel is required for this position and may include overnight trips.