Serve as a compliance reviewer for Norm Ai clients
Conduct hands-on regulatory reviews across marketing materials, disclosures, policies, and procedures
Work closely with Norm’s Legal Engineers to translate regulatory requirements into AI agents
Support SEC examinations, compliance program reviews, and advisory engagements for investment advisers

Bachelor’s degree; Law degree optional
2 or more years of experience performing regulatory compliance consulting or compliance analysis for investment advisers or similar regulated entities
Hands-on experience with compliance testing, regulatory exams, or advisory engagements
Experience working with SEC regulations and FINRA rules applicable to investment advisers and broker-dealers
Experience working with compliance technology tools, data-driven testing, or process automation (not required, but a strong plus)

AI-Enabled Compliance Reviewer

Key skills