Manage a licensing program that fulfills our legal and regulatory responsibilities, while endeavoring to minimize business and product impact
Partner cross-functionally with compliance, legal, finance, business, and product teams to interpret, communicate, and operationalize licensing and regulatory requirements
Manage the day-to-day obligations of our licenses including notifying regulators of product updates, submitting materials for director and officer changes and managing our bond program, among others
Complete regulatory reporting requirements by gathering data from various team members, harmonizing data and ensuring that all reports are accurately submitted on time
Co-manage the examination process from the First Day Letter through collaborating cross-functionally on remediation of any findings
Maintain relationships with business partners and state and federal regulators and respond to regulatory requests in a timely and regulatorily-compliant manner
Retain all regulatory records, submissions and communications associated money transmission program
Manage assigned work with a team-oriented approach

5+ years experience in legal, compliance, or regulatory affairs in the money transmission, money services and/or virtual currency industry
Must have experience with NMLS.
BA/BS degree or paralegal experience is a plus
Experience with licensing maintenance and management, including reporting and new license applications; examination experience a plus
Familiarity with money transmission and/or virtual currency regulations, BSA/AML, FINRA and SEC broker-dealer requirements and industry best practices
Experience interpreting and explaining legal and regulatory obligations across multiple disciplines and levels
Strong organization and process management skills with high attention to detail and comfort working in a strict deadline-driven environment.

Regulatory Manager, Money Transmission, Virtual Currency

Key skills