Financial Advisor – Wealth Management Advisor

Role Overview

• Develop new business through networking, referrals, and client acquisition strategies
• Conduct comprehensive financial planning and retirement income analysis
• Provide investment advisory services including mutual funds and asset allocation strategies
• Implement insurance planning solutions including life and disability insurance
• Deliver portfolio management and ongoing performance reviews
• Maintain compliance with FINRA, state insurance, and regulatory requirements
• Document financial plans and client communications within CRM systems
• Provide ongoing relationship management and client retention support

Requirements

• Active Series 6 or Series 7 license
• Active Series 63 or Series 66 license
• Active Life and Health Insurance license
• Experience in financial advisory, wealth management, insurance sales, or investment services
• Strong business development and client relationship management skills
• Bachelor’s degree in Finance, Business, Economics, or related field (preferred)
• Certified Financial Planner (CFP), ChFC, or similar designation (preferred)
• Existing book of business (preferred)
• Experience with financial planning software and CRM systems (preferred)

Benefits

• W-2 employment
• Commission-based compensation with residual income
• Performance-based bonuses and production incentives
• 401(k) with company match
• Medical, dental, vision, life, and disability insurance
• Marketing, compliance, and operational support
• Flexible scheduling and business development autonomy