Key skills
Cyber SecurityTableauAnalyticsCommunicationProblem Solving
About this role
Role Overview
- Drafting compliance policies and procedures
- Lead in implementing the Company’s financial/legal Compliance Program
- Conduct research with respect to compliance and regulatory issues; develop new compliance initiativesInteract with the business and product teams to provide advice and guidance
- Provide training to employees during induction, annual and ad hoc compliance trainings, including the preparation and updating of materials
- Assist with regulatory examinations, inquiries, investigations, internal audits and projects, as necessary
- Undertake and lead special compliance related projects involving various inter-department stakeholders
- Conduct reviews as part of the Company’s overall compliance programOrganize and administer the Firm’s committee governance program and documentation
- Monitor regulatory changes, updates and industry-wide compliance initiatives
- Review and analyze reports generated by the Firm’s surveillance systems
- Improve internal compliance reports by identifying/closing any potential gaps, automating workflows/processes
Requirements
- Bachelor’s degree from an accredited university or college with a strong academic record; Paralegal experience a plus.
- 3+ years of experience in compliance experience, including at a financial institution, fintech or technology startup
- Superior verbal and written communication, as well as analytical and problem solving skills
- Experience with cybersecurity, data privacy and information security preferred
- Experience or familiarity with the NMLS licensing platform and requirements highly preferred
- Experience in working with different technology applications such as MS PowerPoint, Excel, Tableau, any other relevant data analytics tools preferred
- Good team player with a strong willingness to participate and help others.
Tech Stack
- Cyber Security
- Tableau
Benefits
- Equity
- Everyone at Nitra is an owner. When the company wins, you win.
- Competitive Salary
- You’re the best of the best, and your salary will reflect your experience and reward your contributions to Nitra.
- Health Care
- Your health comes first. We offer comprehensive health, vision, and dental insurance options.
- Retirement Benefits
- Your financial stability matters to us so we provide a generous employer 401K match.
- Nitra maintains a hybrid work policy, with team members working from the office four days per week and Wednesdays designated as a work-from-home day.