Support Fidelity Stock Plan Services, providing advice and guidance to ensure compliance with key regulations and policies
Guide compliance for products and services from development through rollout
Monitor and interpret new laws and regulations
Collaborate across the organization to assess risk and drive decisions
Create policies, procedures, controls and training
Improve reporting transparency and deliver quality decision support to resolve compliance issues and questions

Bachelor’s degree, or equivalent
Experience in brokerage compliance, equity compensation, audit and/or risk management (preferred)
Strong knowledge of federal and state laws, regulations, and agencies
Strong interpersonal and influencing skills, with the ability to collaborate effectively across all levels of the organization
Excellent verbal and written communication skills, with the ability to present complex ideas clearly through multiple channels
Ability to analyze and resolve issues independently while managing shifting priorities
Familiarity with Workplace Investing products and services (preferred)
Proficiency in Microsoft Office and SharePoint

Senior Compliance Advisor

Key skills