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Equity Research Associate – Supervisory Analyst at Truist | JobVerse
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Equity Research Associate – Supervisory Analyst
Truist
Remote
Website
LinkedIn
Equity Research Associate – Supervisory Analyst
United States
Full Time
5 days ago
$160,000 USD
H1B Sponsor
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About this role
Role Overview
Provide supervisory approval for research reports and other content
Ensure the workflow of the equity research runs smoothly and in a compliant manner
Interact as needed with the equity research teams, research management, the corporate access team and compliance (control group)
Trade surveillance and email review
Serve as an administrator and department resource for our publishing system, BlueMatrix
Requirements
BA/BS degree
Prior equity research or SA experience (at least 3-5 years)
FINRA Registrations (7, 63, 87, 16 and/or 24)
Working knowledge of FINRA, SEC and other regulations related to equity research content and practices (i.e., 2241, 2210, Reg AC, etc.)
Strong attention to detail and editing skills in a fast-paced and sometimes time-constrained environment
Ability to communicate efficiently and effectively by phone, email, IM, or in person with analyst teams
Comfortable working in a team environment with other SAs as a collective group
Strong technology skills (Outlook, Word, Excel, PowerPoint, BlueMatrix web-based publishing platform, other)
Benefits
medical
dental
vision
life insurance
disability
accidental death and dismemberment
tax-preferred savings accounts
401k plan
no less than 10 days of vacation
10 sick days
paid holidays
Apply Now
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