Review inquiries from lines of business and provide guidance on action/remediation; escalate and facilitate with subject matter experts when necessary
Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements
Advise lines of business on application of compliance requirements pertaining to new products and services, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation
Support lines of business with questions in the development and maintenance of a business / first line of defense compliance program, such as how to monitor, report, and train
Issue/event oversight for Commercial Know Your Customer (KYC) – includes identifying trends in data and proactively advising on identified risk
Maintain subject matter expertise of applicable laws and regulations
Engage in Audit, Regulatory, and other reviews of the AML program
Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management
Provide support to risk assessment and/or control initiatives such as the Money Laundering Risk Assessment (MLRA) or the Compliance Control Review (CCR)
Complete required ad hoc tasks in support of inquiries or initiatives.

Bachelor’s Degree or military experience
At least 3 years of Anti-Money Laundering (AML) compliance or Anti-Money Laundering (AML) risk management experience
Masters Degree
5+ years of Risk Management experience
Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification
5+ years of Anti-Money Laundering (AML) experience

comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

Compliance Advisory Specialist III, Principal Associate

Key skills