Conducting compliance checks within a regulatory environment
Transaction monitoring, red-flag management, and handling of suspicious transaction reports (STRs)
Conducting and documenting risk assessments
Contributing to subject-matter and implementation concepts for regulatory changes
Supporting inspections, audits, and client projects
Taking on tasks related to the compliance officer function, including potential appointment as Compliance Officer upon meeting required qualifications and formal appointment

Several years of professional experience in compliance, regulatory affairs, or financial services
Confident, professional, and customer-oriented demeanor
High level of discretion, reliability, and sense of responsibility
Master's degree (e.g., Law, Economics, Finance, or equivalent)
Structured, independent, and meticulous working style

Compliance Officer

Key skills