You will review how the business carries out key control processes, and understand how the business adheres to them and provide a problem solving on how we can get better.
Compliance is a high profile part of any Financial Services firm, we can teach you the FCA requirements so this is a great move into a high profile part of the business.
You play a critical role in risk management, regulatory assurance, and supporting a strong “identify and make it better” culture (excellent people drive solutions!).
You will ensure compliance with our processes, activities, and controls, against regulatory requirements, internal policies, and risk expectations (you need to bring process review skills, we can teach you FCA rules).
You will plan, execute, and report on compliance reviews and provide advice to the business and track corrective actions.

2yrs+ professional experience either in Financial Services, Accountancy, or a big Consultancy.
Ready for a step up and want to prove you are ready for promotion in another 2 years.
High attention to detail, and comfortable working with data.
Able to analyse things in Excel: pivot tables, v:lookups etc.
Curious how businesses work, and love to find that sweet spot where rules intersect with business needs in a meaningful way.
You bring energy to get things done. Sense of humour.

Competitive Pension Scheme
we contribute 6%, you 3%
26 days holiday plus bank holidays
Private Medical Insurance
Life Assurance (4x)
Group Income Protection
Work From Anywhere policy
Our agile working environment means you may engage in various tasks and projects, which keeps work interesting and you get to develop and grow.

Internal Auditor, Compliance Monitoring

Key skills