Key skills
LLM
About this role
Role Overview
- Assist Enforcement in investigating securities law violations.
- Perform legal research and writing.
- Document review.
- Prepare for on-the-record testimony.
- Observe on-the-record interviews and settlement negotiations.
- Attend departmental meetings and participate in training.
Requirements
- Graduate student pursuing JD or LLM.
- Strong writing, analysis and research skills.
- Securities industry experience is a plus.
- Knowledge of securities law or brokerage regulations preferred.
- Ability to work with others to meet deadlines.
- Ability to perform multiple tasks efficiently and accurately.
- Must work a minimum of 12 hours weekly.
Benefits
- Comprehensive health, dental and vision insurance.
- 401(k) plan with company match.
- FINRA-funded retirement contribution.
- Tuition reimbursement.
- Commuter benefits.
- Generous time-off program of 15 days of paid time off, 5 personal days and 9 sick days.
- Two volunteer service days.
- Military leave, jury duty leave, bereavement leave, voting and election official leave, family care leave, and parental leave for new parents.
- Nine paid holidays.
- Employee wellness programs.