Supports compliance operations by managing workflows, reviewing alerts, validating data, and delivering accurate reporting
Administer certifications and related follow up
Ensure accuracy of data feeds into the compliance tool through validation and reconciliations
Investigate and resolve data discrepancies between the tool and source systems
Monitor, analyze and resolve the trade errors in the system
Manage the end-to-end process for statement and contract note retrieval
Assist with the generation of scheduled and ad-hoc compliance reports from the tool for management and regulatory purposes
Create dashboards and visualizations using built-in reporting features and Power Platform
Identify repetitive compliance tasks and suggest and design automation solutions to reduce manual effort
Develop scripts or workflows (using SQL, Python, or RPA tools) to automate data imports, alert handling, and report generation
Partner with IT and compliance technology teams to integrate the compliance tool with other systems for seamless data flow
Monitor automation performance, troubleshoot issues, and continuously optimize processes
Document automation logic and maintain version control for audit and governance purposes

Bachelor’s degree in finance, Compliance, Data Analytics, or related field
3–5 years of experience in compliance operations, data management, reporting, or automation roles
Strong understanding of financial products and equity/bond markets
Knowledge of StarCompliance will be an added advantage
Proficiency in Excel and BI tools; experience with SQL or scripting for automation
Familiarity with RPA tools or automation frameworks is a plus
Detail-oriented with strong analytical and problem-solving skills
Ability to exercise flexibility, initiative, good judgement, and discretion
Assertive, responsible, self-directed; able to work with tight deadlines and ambiguity

Senior Compliance Analyst

Key skills