Auditor – SOX & Controls

Role Overview

• Drive and manage end-to-end testing for assigned audit segments, such as process reviews, compliance assessments, or operational control audits.
• Facilitate scoping workshops and risk-ranking sessions to determine audit coverage, using established risk and control frameworks.
• Develop tailored audit test procedures that incorporate policy requirements, business process reviews, and data analysis.
• Review and validate evidence from source documents, workflows, reports, and stakeholder-provided documentation to support control evaluation.
• Use data-driven methods—such as trend analysis or segmentation—leveraging tools like Excel, Power BI, or SQL to identify potential control weaknesses or anomalies; collaborate with data specialists on more complex analysis when needed.
• Apply structured prompt techniques to use generative AI for drafting audit findings, testing logic, or summarizing risk insights.
• Present findings and recommendations to audit leadership, supported by documented evidence, risk ratings, and proposed remediation options.
• Mentor junior staff on test procedures, documentation standards, and productive stakeholder engagement.
• Coordinate issue validation and remediation testing for prior findings, including follow-up on supporting evidence and closure documentation.
• Engage with business leaders to align on issue scope, agree on remediation timelines, and confirm ownership.
• Contribute to audit planning by identifying recurring themes, emerging risks, and opportunities for cross-functional collaboration.

Requirements

• Minimum of 2 years’ experience in SOX auditing or SOX testing in business and/or IT controls
• Proficiency in Excel to perform data-driven analysis as part of audit testing
• Experience interacting with senior stakeholders and/or external auditors as part of audit/SOX engagements.
• Experience working in an Agile environment and contributing to iterative planning cycles
• Experience using Workiva or similar SOX/audit workflow technology
• Experience working in the insurance industry
• Experience leveraging data tools (Power BI, SQL, or similar) to support audit analytics and identify anomalies.
• Exposure to using generative AI tools (e.g., structured prompting) to support audit documentation, risk summaries, or testing logic
• Core certifications such as CPA, CA, CISA, CIA, or CFE

Tech Stack

• SQL

Benefits

• A generous, flexible benefits package including annual leave, healthcare and dental cover, pension, and lifestyle discounts
• Access to world-class learning platforms and award-winning L&D
• Clear career paths, internal mobility, and a strong focus on growth
• A people-first culture with flexible working options