Key skills
Risk ManagementCommunication
About this role
Role Overview
- Identify and assess risks across advisory products, client interactions, advisor workflows, and brokerage operations
- Partner with business leaders to develop practical risk mitigation strategies
- Evaluate control design and operating effectiveness; perform root cause analysis and drive remediation
- Provide consultative support on risk events, trends, and emerging issues
- Support policy development, governance, and ongoing monitoring
- Serve as a risk and controls subject matter resource for the wealth business
Requirements
- Minimum of five years' related work experience
- Two years’ experience in risk management
- Undergraduate degree or equivalent combination of training and experience
- Graduate degree preferred
- Experience supporting advice or wealth management businesses preferred
- Strong understanding of regulatory and risk management principles
- Excellent communication and analytical skills
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
- Professional development