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Head of Investment Products at Mercury | JobVerse
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Head of Investment Products
Mercury
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Head of Investment Products
New York, United States of America
Full Time
2 weeks ago
$289,700 - $362,100 USD
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About this role
Role Overview
Set overall direction for investment products across business and personal offerings
Serve as President of Mercury Advisory, acting as accountable leader for investment strategy
Serve as CEO of introducing broker-dealer, overseeing brokerage operations
Act as senior decision-maker on regulatory and business risk matters
Foster relationships with key partners
custodians, fund managers, and critical vendors
Build a culture that values analytical rigor and regulatory integrity.
Requirements
12+ years of experience in investment management, asset management, or wealth management
Eligible to serve as a president of a registered investment adviser and a principal of a broker-dealer
Hold or able to obtain a Series 24 license
Experience owning trading operations in affiliated RIA and broker-dealer
Strong product mindset with experience building or scaling investment products in a high-growth environment
Navigating SEC and FINRA regulatory requirements
Strong communicator for complex investment and regulatory concepts
High bar for operational excellence.
Benefits
Base salary
Equity
Benefits
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