About this role
Role Overview
- Set overall direction for investment products across business and personal offerings
- Serve as President of Mercury Advisory, acting as accountable leader for investment strategy
- Serve as CEO of introducing broker-dealer, overseeing brokerage operations
- Act as senior decision-maker on regulatory and business risk matters
- Foster relationships with key partners
- custodians, fund managers, and critical vendors
- Build a culture that values analytical rigor and regulatory integrity.
Requirements
- 12+ years of experience in investment management, asset management, or wealth management
- Eligible to serve as a president of a registered investment adviser and a principal of a broker-dealer
- Hold or able to obtain a Series 24 license
- Experience owning trading operations in affiliated RIA and broker-dealer
- Strong product mindset with experience building or scaling investment products in a high-growth environment
- Navigating SEC and FINRA regulatory requirements
- Strong communicator for complex investment and regulatory concepts
- High bar for operational excellence.
Benefits
- Base salary
- Equity
- Benefits