directs and oversees independent audit coverage for USAA Federal Savings Bank’s Financial Crimes risk portfolio
designs, administers, and executes a risk-based, comprehensive audit program
leads independent assessments of the organization’s AML/BSA, sanctions, and fraud control frameworks
defines and maintains risk-based audit strategies
oversees the annual and multi-year Financial Crimes audit plan
ensures alignment with the Enterprise Audit strategy and USAA’s business objectives
supervises and develops audit staff
sets performance expectations
engages with senior management and regulators
communicates key risk themes and emerging issues

Bachelor's degree OR 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree
10 years experience in internal audit, risk management, compliance, or other control partner experience to include 6 years experience assessing business risks and applying appropriate audit plans to manage risks
6 years of people leadership experience in building, managing and/or developing high-performing teams required
4 years experience accountable for overseeing and developing audit plans and overseeing the execution of the plans
Experience interacting with regulators, regarding audits or controls
Expert knowledge of internal auditing standard, and techniques required to perform audits
Knowledge of accounting principles and practices
Knowledge of banking, insurance, and investment operations
Demonstrated experience collaborating with key resources and stakeholders, influencing auditing decisions and managing work to achieve strategic goals required
Demonstrated understanding of the full spectrum of regulatory examinations and other supervisory engagement and processes
Expected working knowledge of the following regulatory guidance including but not limited to: Dodd-Frank Act, Homeowners’ Loan Act, Fair Lending laws, Texas Insurance Code, New York Insurance Law, and/or SEC, Federal Reserve, OCC, FFIEC, CFPB, UDAAP, and Federal regulatory bodies and applicable supervisory guidance

AVP, Financial Crimes Audit Executive

Key skills