Assess inbound referrals for risk exposure and red flags for financial crime risks at TD
Undertake basic research including open source, internal bank system and high level transactional assessment to quickly determine if additional investigation is warranted and at what level of complexity
Ensure cases are tracked for their risk rating, and rationale for decisions is appropriately documented
Leverage AML knowledge, training, and sound judgement to assess cases
Meet required tight SLAs
Recommend any early mitigation required
Provide thematic recommendations on intake sources to drive ongoing improvement in quality of referrals
Lead in training of new colleagues
Assist in time sensitive ad hoc requests

Undergraduate degree
4+ years relevant experience
Demonstrated experience in banking, AML regulations, or other financial crime roles, including transactional analysis
People and stakeholder management experience
STR writing experience is required
Understanding of banking and AML regulations
Financial crime designation or proven experience in financial crime risk management
Knowledge of current financial crime risk landscape
Strong judgement and proven experience applying knowledge in a variety of scenarios that may not always be clear
Excellent verbal and written communication skills with particular experience in writing clearly, including instances of complex materials into succinct reporting
Ability to contribute toward a cohesive team, and promote a positive work environment aligned with TD's welcome culture
Ability to manage competing priorities and deadlines
Ability to work successfully as a member of a team and independently
Ability to handle confidential information with discretion

Financial Crime Risk Investigator II

Key skills