Partner with licensed Financial Advisors to assist in meeting sales and referral goals.
Participate in and successfully complete the licensing process to move to an Associate Financial Advisor.
Request study material and prepare for licensing exams.
Observe experienced Financial Advisors to gain knowledge about assisting clients.
Assist Financial Advisors in training retail associates on increasing referral opportunities.

Bachelor's degree preferably in Business, Finance, Accounting or related field.
1 year of related experience preferably in Brokerage/Insurance and/or Banking/Retail.
Must be able to obtain FINRA series 7 and series 66 license within the first year of employment.
A current series 63 and 65 registration can substitute for the series 66.
Must currently possess or be able to obtain a multi-state Life and Health Insurance license within 90 days of employment.

Associate Financial Representative

Key skills