Review and prepare client specific forms required for tax filing purposes, including Form 8886, Form 8275 and additional forms, as required.
Track progress of form preparation to ensure timely filing requirements are met.
Assist with data gathering, analysis and submission for compliance purposes.
Enter data into client management software to track progress.
Periodically interface with clients/brokers regarding client specific state and federal reporting requirements.
Assist with the implementation and coordination of any new compliance processes.
Coordinate document requests, procedure changes, and other quality projects.
Compile various reports for the Compliance Department.
Participate in various compliance projects, as requested.

Practical experience within the insurance industry in a Compliance role preferred but not required.
Comprehensive knowledge of relevant software: Windows, Word®/ Excel®/ Powerpoint.
Professional, flexible, team player with acute attention to detail/ excellent organizational skills and a passion for working cross-functionally.
Skilled in tracking and monitoring workflow, deadlines, and performance metrics.
Ability to effectively communicate, both verbal and written, with all levels in the organization.
Proactive and dynamic personality with superior communication skills (written, verbal and presentation).
Ability to follow instructions and to work both independently and within a team environment.
Ability to work in a fast-paced environment, prioritizing multiple time-sensitive projects.
Proven ability to handle confidential information with discretion.
Demonstrated ability to prioritize responsibilities.
Ability to adhere to confidentiality expectations.
Strong decision-making and problem-solving skills.
Excellent communication skills, including written, verbal and presentation.

Compliance Associate

Key skills