Compliance Risk Testing Analyst – Assistant Vice President

Role Overview

• Lead process walkthroughs and design monitoring and testing activities for areas deemed to be of higher focus
• Perform an analysis of evidentiary data and draw conclusions as to the adequacy and effectiveness of business controls or whether a regulatory obligation has been breached
• Ensure that workpapers are thorough, well-organized, and support the work executed, including evidence of exceptions identified
• Draft reports that are appropriate for executive level consumption to clearly communicate results, risks, and key issues
• Maintain current knowledge of regulators’ focus areas, recent enforcement actions, and industry practices generally

Requirements

• Bachelor’s degree (or equivalent)
• Relevant work experience in a corporate testing or audit function within the financial services sector and/or related experience managing complex audit or testing operations, or related projects
• Experience with Asset Management and/or U.S. Core Banking Regulations is a plus
• CPA, CIA, CISA or other applicable certification preferred

Benefits

• Flexible work-life support
• Paid volunteer days
• Vibrant employee networks