Support the design and implementation of scalable, repeatable compliance and risk assessment workflows, including intake, escalation, documentation, and follow-up.
Implement and maintain a broad range of compliance policies and procedures
Proactively monitor and research relevant laws, regulations, and industry standards elevant to the fintech industry and the regulated sectors our clients operate in, including AI, data privacy, KYC/AML and international expansion, to continuously refine processes as the regulatory landscape evolves
Conduct compliance risk assessments and audits
Develop and deliver compliance training programs to employees to reinforce a strong culture of compliance and understanding of relevant regulations and internal policies
Identify and implement opportunities to leverage AI and automation tools to streamline compliance tracking and reduce manual overhead
Partner closely with cross-functional teams, including Product, Engineering, Sales, and Legal, so that compliance considerations are seamlessly integrated into all aspects of the business lifecycle
Build dashboards and prepare recurring reports for leadership on program health and key initiatives.
Collaborate with legal team members to update privacy policies, contractual terms, and data processing agreements as needed

Bachelor’s degree or equivalent experience from an accredited college or university
1-3 years of relevant experience
Strong analytical and problem-solving skills
Excellent written and verbal communication skills
Thorough with the ability to handle multiple tasks and deadlines
Highly collaborative and capable of working cross-functionally with Sales, Finance, Information Security, Services, Compliance, Engineering, Product, and Marketing teams in a fast-paced work environment
Experience and curiosity about new and emerging technologies and associated regulatory implications.

A successful candidate’s starting pay will be determined based on the role, job-related skills, experience, qualifications, work location, and market conditions.
The current range for this role is $69,000
$107,000 (base salary) + bonus + equity + benefits.
Applicants must be legally authorized to work in the United States for any employer without requiring current or future visa sponsorship.

Compliance Analyst

Key skills