Provide objective guidance, support and advice to assigned portfolio, business, or function to promote strong Compliance controls and processes
Contribute to the development and implementation of Compliance programs related to all aspects of Compliance laws
Provide advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise
Research, review and maintain expertise on banking regulations and laws, banking policies and procedures, and consumer protection laws
Create training content and may train business partners on regulatory requirements
Advise the business with respect to the implementation of new and amended regulatory requirements
Independently review and approve the documentation for business line use: disclosures; forms; customer-facing correspondence; operating procedures; and policies
Independently perform targeted and periodic monitoring of business activities for compliance with regulatory requirements
Identify and communicate areas of non-compliance and/or material control weaknesses
Responsible for the oversight of business partners' remediation of regulatory issues
Assess regulatory risk associated with new products, services and other initiatives that have significant operational or financial impact.

Undergraduate degree preferred or equivalent work experience
5+ years relevant experience
Previous QA/QC testing and/or audit work experience
Risk management environment, standards and regulations work experience
A SME around consumer banking Regulations (ex. Reg CC, Reg E, Reg DD, Reg Z)
Knowledge of current and emerging trends
Skill in using advanced analytical software tools, data analysis methods and specialized reporting techniques
Skill in using computer applications including MS Office
Proficient knowledge of a variety of products and services, systems, and compliance advisory standards, procedures, laws, rules, regulations and controls
Ability to communicate effectively in both oral and written form
Ability to work collaboratively and build relationships
Ability to work successfully as a member of a team and independently
Ability to exercise sound judgment in making decisions
Ability to analyze, organize and prioritize work while meeting multiple deadlines
Ability to handle confidential information with discretion.

Senior Compliance Analyst – Consumer Product Regulations

Key skills