About this role
Role Overview
- Monitors and communicates regulatory changes that impact FIS products, services and business activities.
- Maintains knowledge of applicable laws and regulations.
- Offers guidance on implementing regulatory changes.
- Communicates detailed requirements to business stakeholders, validate solution approach and monitor status.
- Provides compliance reviews and direction for new and expanding products and services.
- Responds to issues and matters pertaining to regulatory compliance of FIS products, services and business activities.
- Performs periodic reviews and evaluations of FIS products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.
- Conducts compliance assessments and provides direction on any deficiencies detected by those assessments.
- Meets with business, governance, and audit stakeholders on a regular basis for status updates on compliance issues.
- Monitors LOB activities to verify that regulatory compliance deadlines and requirements are met.
- Tracks and validates product compliance deficiencies to completion.
- Participates in development of compliance sessions/presentations.
- Participates in training promoting compliance awareness.
- Identifies areas of potential improvement.
- Provides updates for periodic reports.
- Interfaces with legal counsel and federal, state and local agencies, as needed to address regulatory or compliance issues, concerns or questions.
- Assists the business with responses to customer compliance-specific questions and concerns.
- Participates with and/or leads customer focus and advisory groups.
- Prepares and approves internal and customer communications covering compliance issues (bulletins, position statements, monthly reports, etc.
- Other related duties assigned as needed.
Requirements
- Bachelor’s degree in business administration or law, or the equivalent combination of education, training, or work experience
- Communicates ideas both verbally and in written form in a clear, concise, and professional manner
- Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
- Excellent analytical skills
- Ability to understand technical documents and legal or regulatory reference materials
- Ability to understand and apply learned concepts
- Demonstrated ability to plan and complete work within tight time limitations
- Ability to apply creative problem-solving techniques and tools to compliance issues
- Ability to follow and conduct a compliance monitoring program
- Ability to provide information to a variety of audiences and deal effectively with confidential issues that are sensitive in nature
- Ability to share information with awareness of its effect on others
Benefits
- A voice in the future of fintech
- Always-on learning and development
- Collaborative work environment
- Opportunities to give back