About this role

Provide compliance oversight, guidance, and challenge across Deposit Product and/or Backoffice Operations
Complete change risk assessments and related questionnaires for new business initiatives
Serve as a compliance advisor to business partners through regular meetings and process reviews
Manage and track compliance-related issues
Support regulatory change management efforts for new and updated state laws
Monitor regulatory complaints, business reports, and key risk indicators to identify trends, gaps, and potential compliance risks
Review and validate first-line testing to ensure gaps are addressed and aligned with regulatory expectations
Collaborate with cross-functional teams to strengthen the compliance framework

Undergraduate degree or equivalent work experience
7+ years of experience
Subject Matter Expertise and knowledge of consumer banking regulations
Experience in compliance monitoring, testing, and/or control mapping
Hands-on experience in issue management and regulatory change management
Strong written and verbal communication skills
Ability to present information to key stakeholders
Relationship-building skills with the ability to work across multiple business lines
Proactive, results-oriented, and adaptable “go-getter” mindset

Senior Compliance Business Oversight Analyst

Key skills