Leading cases and projects with precision, clarity and a collaborative approach
Leading on reactive firm supervision across the portfolio
Using intelligence, data insights, and increasingly Artificial Intelligence tools, to identify risks and shape strategies that promote good outcomes
Reviewing risk management frameworks and control environments
Building positive, impactful relationships with senior leaders across regulated firms
Collaborating closely with internal teams to gain insights, share knowledge, build specialist knowledge, and increase regulatory impact

Minimum Prior experience in analysing financial data and presenting insights clearly to senior stakeholders
Prior experience in UK financial services—across regulation, consultancy, audit or compliance
Demonstrable experience in writing clear, concise, well-structured reports that support risk-based decision-making
Essential Experience using data to spot patterns, inform decisions and shape positive outcomes
Experience of risk management, governance and controls
Ability to manage changing priorities
Ability to build inclusive relationships across teams and with external stakeholders
Willingness to travel within the UK and engage with firms directly
Curiosity to learn, grow and take on new responsibilities in an evolving environment
Awareness of the P2P and IBCF sectors and understanding of the FCA’s supervisory approach

25 days annual leave plus bank holidays
Non-contributory pension (8–12% depending on age) and life assurance at eight times your salary
Private healthcare with Bupa
Income protection and 24/7 Employee Assistance
35 hours of paid volunteering annually
Hybrid model where employees work a minimum of 40% in the office each month (expectation of 50% for senior leaders)
Changing from September to a minimum of 50% in the office each month (expectation of 60% for Directors and Executive Directors)
A flexible benefits scheme designed around your lifestyle

Peer-to-Peer and Investment-Based Crowdfunding Portfolios Supervision Associate

Key skills