Senior Compliance Analyst
Noida, Uttar Pradesh, India
Full Time
2 hours ago
No Sponsorship
Key skills
Collaboration
About this role
Role Overview
- The end-to-end processing and resolution of customer complaints and field requests
- Ensuring that customer complaints are processed efficiently, accurately and timely to meet regulatory requirements and expectations
- Ability to think strategically
- Capacity to plan and manage multiple and competing priorities in a highly dynamic environment
Requirements
- Four-year college degree, or equivalent experience
- Three plus years of broker-deal experience
- Strong understanding of US financial industry
- Experience in Compliance domain will be preferred
- FINRA series 7, 24, 66 etc. certified or will be asked to earn the certifications within stipulated time frame
Benefits
- In-Office Collaboration
- Flexible work arrangements
- Professional development