College degree and 4+ years of experience in the financial services industry
Excellent written communication skills
Background in Customer Service phone role with outbound calling experience
Ability to handle several tasks at once and keep track of a basket of alerts
Knowledge of Fidelity systems including FocusPoint, FBSI, XTRAC, CACTUS, FDOT, Salesforce etc.
Understanding of financial transactions, trading markets and operations
Familiar with corporate entities structures and offshore accounts
FINRA Series 7 licensed preferred
Knowledge and/or prior experience with IWS, NF, FFOS, PI
Previous AML, Fraud, Risk, or Compliance experience is a plus
Exercise good judgment and demonstrate outstanding decision-making skills
Passion for teamwork and building working relationships with both internal and external business partners
Strong time management, prioritization, and organizational skills
Your ability to meet deadlines and work in a fast-paced environment
Communicating and escalating findings to management and colleagues based on analysis of suspicious activity
Conducting and coordinating ad-hoc vetting and research requests as needed
Excellent interpersonal skills and the ability to create high quality written work
Ability to analyze a process and suggest improvements

Senior Analyst, Financial Crimes Surveillance

Key skills