Key skills
Presentation Skills
About this role
Role Overview
- Lead or participate in and provide guidance and advice with regard to highly complex applications and special projects
- Identify notable trends in industry practices, products and procedures
- Ensure regulatory programs serve departmental goals and FINRA’s mission
- Support MAP management in conducting reviews of staff work product
- Participate in developing and/or delivering training courses for MAP
- Serve as a mentor to junior staff.
Requirements
- Bachelor’s degree or an equivalent combination of education and experience required
- Minimum eight (8) years of directly relevant experience
- Expert level of knowledge of business conduct risk and industry practices, securities industry rules, regulations and best practices required
- Crypto assets knowledge highly preferred
- Expert level knowledge of securities products and activities of member firms and the industry
- Demonstrate an expertise in risk analysis and proactive risk identification
- Possess strong analytical skills
- Excellent oral and written communications and presentation skills
Benefits
- Health insurance
- 401(k) matching
- Tuition reimbursement
- Commuter benefits
- Adoption assistance
- Backup family care
- Surrogacy benefits
- Employee assistance programs
- Generous time-off program of 15 days of paid time off
- 5 personal days and 9 sick days
- Two volunteer service days