Key skills
Project ManagementCommunication
About this role
Role Overview
- Manage and execute audit engagements across Capital Markets activities
- Lead audit teams and review workpapers
- Analyze findings and develop actionable recommendations
- Foster a collaborative and innovative environment
- Proactively manage projects and resources
Requirements
- Bachelor’s Degree in Accounting, Finance, or a related field
- Certified Public Accountant (CPA)
- Certified Internal Auditor (CIA)
- 7+ years of relevant experience in Capital Markets
- Familiarity with FINRA, CFTC, and SBSD regulations
- Strong project management skills
- Excellent analytical, written/verbal communication, interpersonal, and relationship-building skills
Benefits
- Medical
- Dental
- Vision
- Health Savings Account
- Life Insurance
- Disability
- Paid Time Off
- Holidays
- 401(k)