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Compliance Officer at KeyBank | JobVerse
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Compliance Officer
KeyBank
Website
LinkedIn
Compliance Officer
Portland, Maine, United States of America
Full Time
1 hour ago
$71,000 - $125,000 USD
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Key skills
Leadership
About this role
Role Overview
Develop, refine, and operationalize a comprehensive investment risk framework for CIO activities
Help design and maintain the policies, procedures, and control standards for how CIO conducts IDD and ODD
Document investment processes, controls, and oversight routines for RCSAs, audits, and regulatory needs
Build dashboards that highlight CIO risk exposures, trends, outliers, and high-impact themes for review by leadership
Sit with the CIO team to understand their workflows and ensure the risk framework is practical and adopted
Requirements
Bachelor’s degree in finance, Economics, Accounting, Mathematics, Statistics, or a related field (preferred)
A minimum of 3 years in portfolio management, investment research, or investment risk; familiarity with IDD/ODD concepts strongly preferred
CFA, CAIA, or CFIRS, or FRM preferred or in progress
Understanding and applying laws and regulations relevant to banking and consumer finance
Evaluating potential risks and identifying control gaps in processes and systems
Benefits
Health insurance
Retirement plans
Paid time off
Flexible work arrangements
Professional development
Apply Now
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