Review & prepare accurate and complete Regulatory Reporting filings and ensure all filings are filed within the prescribed deadlines
Liaise with other operations teams within HedgeServ including Middle Office, Fund Accounting and Investor Services
Resolve issues and take on special projects or tasks as assigned
Support the research of new regulatory requirements and educate HedgeServ client service teams on the requirements and how they impact HedgeServ’s clients
Assist with the firm’s implementation of its regulatory service offerings, including systems integration with a third party provider
Be responsible for ensuring any software development is scheduled, tested and deployed as it relates to the regulatory compliance service offering
Work with other operating and technology teams to incorporate new workflows into the firm’s overall technology strategy
Assist in client communications alerting clients of any updates or changes to regulations or any new regulatory service offerings
Ensure that client requests for service changes or enhancements are managed appropriately

2+ years of experience in audit or tax in the alternative investments space at a national accounting firm
Computer skills including high degree of Microsoft Excel experience regarding data management, efficiencies and controls
Financial Product experience (understanding of financial theory and operations for a variety of cash and derivative instruments)
Organization skills/ ability to manage multiple assignments and competing priorities
Notable oral and written communication skills
System Testing experience and documentation of system process (i.e., flowcharts)

Senior Client Regulatory Associate

Key skills