About this role
Role Overview
- Serve clients across planning, investment, and wealth management needs
- Bring and grow client relationships you have earned
- Build around long-term, holistic, planning-led advice
- Choose the affiliation model that fits your practice: W-2, 1099, or something thoughtfully structured around the situation
- Use centralized investment management, integrate your own models, or manage portfolios your way
- Evaluate custodian, platform, and technology options based on what actually fits your practice
- Build around asset-based pricing, clear economics, and fewer ticket-charge distractions
- Market your practice with more room for local identity, advisor voice, and differentiated positioning
- Move clients through a cleaner transition process with support designed to reduce disruption
- Grow without one-size-fits-all platform rules
Requirements
- Current wealth advisor, financial advisor, or wealth manager experience
- Established client relationships or book of business
- Clean compliance record
- Planning-led, client-first approach
- U.S.-based and able to serve U.S. clients
- Strong client retention history
- Interest in building a durable practice, not simply monetizing a book through firm-hopping.
Benefits
- Clearer technology cost structure on the independent path
- Potential transition support depending on practice fit and structure
- W-2 includes firm-paid expenses and operational support