Works with clients to plan their short and long-term financial goals.
Recommends banking and investments strategies that align with client financial goals.
Triages client requests and makes referrals to appropriate internal service providers.
Mitigates and controls risk as part of daily activities.
Identifies and engages potential new clients through referrals.
Provides coaching and feedback to referral partners.

Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses.
Has at least one year experience in the investments industry.
Has at least one year experience working in the financial service industry and/or a sales environment.
Sets and accomplishes goals.
Builds and nurtures strong relationships.
Collaborates effectively with others.
Communicates effectively and confidently.
Manages goals, navigates complexity, prioritizes tasks.
Likes to learn and adapts to new information.
Is thorough and thoughtful in incorporating relevant regulatory due diligence.

Financial Solutions Advisor

Key skills