Monitor and provide oversight of daily operational risk activities
Manage and implement the 15c3-5 (Market Access) program
Lead specialized risk initiatives such as control testing, assessments, and after-action reviews
Evaluate processes and procedures across Fidelity Capital Markets
Assist with the daily management of operational risk monitoring and the Market Access program
Help ensure that Fidelity protects its reputation and complies with laws and regulations relating to the risks created by the use of models, rules engines, automated controls, and system-generated reports
Drive innovation in risk management with diverse team skills
Requirements
1-5 years experience in financial services, risk management, audit, control testing, and/or compliance related work
Working knowledge of capital markets including equity, fixed income and options trading.
Interpersonal skills and demeanor to communicate effectively with trading, operations, risk, compliance and legal across Capital Markets.
Practical working knowledge of common reporting and visualization tools (ex. MS Excel, Tableau or similar applications).
Ability to contribute to and lead After Action Reviews for incidents or procedural deficiencies putting the firm at risk for current or future financial exposures or losses.
In the field of data analytics – developing queries, analyzing large and complex data sets, identifying trends or outliers, and utilizing this information to perform control testing or in support of risk assessments.
Tech Stack
Tableau
Benefits
comprehensive health care coverage and emotional well-being support
market-leading retirement
generous paid time off and parental leave
charitable giving employee match program
educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career