Perform quality assurance on testing executed by compliance testers
Provide guidance on development of test plans
Communicate changes in testing procedure, including schedule changes
Ensure that testing results are executed timely, technically accurate, appropriately socialized with key stakeholders and reasonable
Review work of Testing Team
Manage and develop team of Compliance Testers
Manage staffing assignments to ensure successful completion of calendar commitments
Develop test plans, continually validate and improve test design
Evaluate the accuracy of tests executed by compliance testers and adherence to processes and procedures
Manage to testing schedules to ensure they are completed in appropriate timeframe
Identify the need for improved data sourcing and partner with business and IT areas to develop improved data sources
Manage data sourcing to ensure data is obtained following documented test plans and testing protocols
Assist with helping to drive innovative ways to approach testing
Amend testing calendar as needed
Analyze and document work results
Establish and maintain strong relationships with Compliance Advisors and Business Areas
Engage with subject matter experts as needed to determine adherence to test procedures
Provide updates on testing status as needed
Support ICTT (Independent Compliance Transaction Testing) and Compliance audit and exams as needed

Bachelor’s Degree or Military Experience
At least 5 years of compliance testing, compliance, legal, audit, risk management, AML or Fraud investigation experience
At least 2 years of people management experience
Strong working knowledge of Suspicious Activity Report (SAR), Currency Transaction Report (CTR), and/or Suspicious Transaction Reports (STRs) filing requirements
Strong working knowledge of both US and Canadian laws and regulations as they relate to AML and Sanctions
Ability to prioritize among many conflicting needs and advocate a course of action while remaining flexible and responsible to dynamic situations
Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crime Specialists (CFCS) or Certified Regulatory Compliance Manager (CRCM) certification

Compliance Testing Manager – Anti-Money Laundering (AML)

Key skills