Principal Auditor – Finance

Role Overview

• assist in the development and execution of the audit plans for assurance coverage of Capital One’s Finance business
• focus on audits related to accounting, regulatory reporting, market and liquidity risks, counterparty credit risks, and other risks in treasury and balance sheet management
• lead or contribute to other audits identified during audit planning processes
• develop engagement planning documentation for assigned areas
• ensure adequate coverage of risks
• design and execute appropriate audit procedures to verify the effectiveness of internal controls
• effectively communicate information and audit progress to team, stakeholders, and auditor-in-charge

Requirements

• Bachelor's Degree or military experience
• At least 4 years of experience in auditing, in accounting, in financial analysis, in compliance, or a combination
• At least 5 years of experience in auditing, in accounting, in financial analysis, in compliance, or a combination (preferred)
• 2+ years of experience in banking or in financial services (preferred)
• 1+ years of experience in performing data analysis in support of internal auditing (preferred)
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), or relevant certification (preferred)

Benefits

• comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being