Capital Markets & Securities Attorney (Public Companies, PIPEs, Uplisting Attorneys) for Fast-Growing Entrepreneurial Firm

Platinum Legal Search Group, LLC is representing a fast-growing, entrepreneurial corporate and securities law firm specializing in capital markets and public companies. The role involves acting as lead capital-markets and securities counsel, focusing on high-volume, deal-driven matters including structuring PIPEs and advising on M&A transactions.

Responsibilities:

• Structuring and documenting PIPEs, registered directs, and private placements
• Drafting and reviewing S-1s, resale registration statements, 10-Ks, 10-Qs, 8-Ks, and prospectuses
• Managing NASDAQ, NYSE, SEC, and FINRA processes tied to uplistings and financings
• Advising boards and management on corporate governance, disclosure, and fiduciary duties
• Supporting M&A and recapitalization transactions tied to capital raises
• Working directly with CEOs, investors, placement agents, and underwriters

Requirements:

• 7–10+ years of securities and capital markets experience
• Experience working with micro-cap, small-cap, or growth-stage public companies
• Comfortable running PIPEs, reverse mergers, uplistings, and follow-on offerings