Assess how new investments and changing requirements affect regulatory reports and filings produced by the Shareholder Reporting Team.
Evaluate complex instruments (e.g., derivatives, short securities, alternative and digital assets), emerging regulatory changes (e.g., new SEC rules, US GAAP accounting and reporting updates) and complex and innovative products.
Assemble critical information and coordinate comprehensive end-to-end analyses for production team leads to interpret impacts.
Create requirement summaries to inform the broader Shareholder Reporting staff and to highlight impacted products and deliverables.
Facilitate meetings and collaborate with internal team leaders to capture operational demands of new requirements across the Shareholder Reporting production teams.
Summarize and communicate impacts of new requirements to Senior Management and key business partners.
Coordinate and maintain documentation for ongoing reference and to support implementation of new and changed processes.
Coordinate and deliver training that improves Shareholder Reporting staff’s conceptual understanding of new and changing requirements.

Bachelor’s Degree or equivalent experience
8+ years of experience preferred including financial services experience with an asset manager, audit firm or custodian bank, preferably in administration for investment funds.
CPA preferred
Familiarity with regulatory reports and filings for investment companies including their operational support processes.
Investment product knowledge including investment structures and their regulatory and compliance frameworks.
Research skills including the ability to capture information about a topic, review that information and analyze and interpret the details in a way to support a solution.
Excellent organizational skills and attention to detail, with an ability to manage multiple, concurrent high priority assignments and deadlines.
Strong written and verbal communications skills.
Proficiency in various PC software applications including Microsoft Excel, Word, and PowerPoint. Power BI preferred.

Director, Alternative Investments – Regulatory Reporting

Key skills