Key skills
Risk ManagementCommunication
About this role
Role Overview
- Conduct customer complaint review and drive resolution and remediation efforts
- Coordinate and respond to regulatory requests for BD / RIA
- Prepare and present root cause analysis and trend reporting
- Lead and execute compliance risk management activities
Requirements
- Bachelor's degree in Business, Economics, Finance, or Accounting
- Eight years of financial institution experience
- Five years of direct experience in compliance
- Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance
- Strong communication skills, both verbally and written
Benefits
- medical, dental, vision, life insurance, disability, accidental death and dismemberment
- tax-preferred savings accounts
- 401k plan
- 10 days of vacation
- 10 sick days
- paid holidays