Assists in the implementation, maintenance and administration of a specific compliance program
Coordinates and performs risk assessment, monitoring, testing and surveillance activities
Works with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met
Advises business/group on implications of new regulatory developments or internal products
Identifies risks and implements appropriate actions to mitigate them
Provides advice and influences assigned business/group on implementation of solutions aligned to regulatory risk appetite
Acts as a subject matter expert on relevant regulations and policies
Builds effective professional relationships with business group, internal/external stakeholders and trust with regulators

Typically 8+ years of relevant experience
A post-secondary degree in related field of study or an equivalent combination of education and experience
Recognized compliance certificate or equivalent preferred
Detailed knowledge of consumer protection regulations and related marketing and advertising guidelines
Strong communication, critical thinking, relationship management and project management skills
Analytical and problem solving skills
In-depth / Expert.
Influence skills
In-depth / Expert.
Collaboration & team skills; with a focus on cross-group collaboration
In-depth / Expert.

Senior Manager, Business Specialist

Key skills