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Brokerage Operations, Margin and Options Associate at Alpaca | JobVerse
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Brokerage Operations, Margin and Options Associate
Alpaca
Remote
Website
LinkedIn
Brokerage Operations, Margin and Options Associate
United States
Full Time
2 weeks ago
No H1B
Apply Now
About this role
Role Overview
Monitor customer activity in near-real-time to manage trading exposure in margin and options.
Review daily reporting and take appropriate action for exceptions.
Follow Federal Reserve Regulation T and FINRA Rule 4210 when processing margin calls.
Perform option expiration processes and risk mitigation.
Customer Service focus.
Drive process improvements and efficiencies.
Review fraud alerts on day to day basis.
Ad hoc duties and projects as assigned.
Requirements
Series 7 and 63 required, series 4 preferred or ability to obtain within three months of employment
3+ years of brokerage operations experience
Strong attention to detail, accuracy and reliability with the ability to thrive in a fast-paced environment
Experience with FINRA, OCC regulations and systems
Ability to work effectively and supportively within a team environment, and the ability to work independently
Must possess the ability to adapt to a changing business and regulatory environment
Enjoys challenges and taking ownership of new responsibilities
Benefits
Competitive Salary & Stock Options
Health Benefits
New Hire Home-Office Setup: One-time USD $500
Monthly Stipend: USD $150 per month via a Brex Card
Apply Now
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