Key skills
Change Management
About this role
Role Overview
- Managing Compliance responses for country/entity regulatory exams
- Materials development for Board, governance committee, and regulatory stakeholders
- Assisting with the management of U.S. regulatory relationships
- New product approval review and approval
- Serve as DRI for regulatory change management and associated control builds for U.S.-specific compliance needs
Requirements
- 7-10 years of experience working in Compliance for a financial institution
- Strong preference for a financial institution that is regulated federally and/or work as a regulator in a state or federal agency
- Experience with direct engagement with regulators
- Experience in consumer compliance, financial crimes compliance, and/or other compliance with federal or state regulations in the U.S. related to financial services
- Experience in product compliance, compliance governance and oversight, and/or managing regulatory relationships
- CAMS, CCAS, or similar certification (nice to have)
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, vision and 401(k))