Compliance and Controls Lead Associate

Role Overview

• Support operational areas by identifying audit and regulatory requirements and coordinating compliance activities
• Gather, prepare, and organize documentation across multiple teams
• Facilitate walkthroughs and communicate effectively with auditors and examiners
• Coordinate audit activities from scoping and planning through remediation
• Track responses, remediation efforts, and management sign-offs
• Adjust priorities and workflows to meet evolving business needs
• Coach, develop, and support team members, fostering collaboration and shared success
• Independently address complex or sensitive issues with appropriate guidance and escalation when needed

Requirements

• Bachelor’s degree preferred, but not required
• Approximately 1+ years of experience in a fast-paced financial services or regulated environment preferred
• Ability to quickly learn product features, systems, and transaction processes
• Ability to create or update procedures and documentation as needed
• Extremely self motivated and eager to learn.

Benefits

• Medical
• Dental
• Vision
• 401(k) plan
• Paid time off