Compliance Specialist

Role Overview

• Reviews loan applications for completeness, accuracy of information, required licensing and regulatory reporting.
• Assists in the completion and delivery of all federal and state initial disclosures.
• Conducts compliance reviews pursuant to the organization’s origination manual.
• Keeps departments/lines-of-business abreast of Compliance requirements.
• Support in the creation of Disclosure Department policies and procedures.
• Helps ensure alignment of loan origination systems to support lending activities and satisfy regulatory imperatives.
• Ensures the Disclosure Desk maintains required turn times.
• Maintains rapport with departments and personnel.
• Maintains quality service by establishing and enforcing organizational standards.
• Perform other duties as assigned.
• Advises management of all application/file inconsistencies, as it pertains to Compliance.
• Aids in any required file remediation.

Requirements

• Associate degree in business or related field.
• 1-3 years of experience in the financial services industry.
• 1-2 years of experience in a compliance capacity with a focus on real estate lending.
• Proficient in Microsoft Office (Word, Outlook, PowerPoint, Excel).
• Organizational skills and attention to detail.
• Critical-thinking and problem-solving skills.
• Written and verbal communication skills.
• Ability to research and reporting results.
• Capacity to execute multiple tasks/projects in a fast-paced environment.
• Self-motivated with a strong sense of personal accountability.
• Adaptability, flexibility, and integrity.

Benefits

• Health Insurance
• HSA Account
• Accident Insurance
• Critical Illness Insurance
• Hospital Indemnity Insurance
• Dental Insurance
• VSP Vision Insurance
• Flexible Spending Accounts (FSA)
• Group Paid Life and AD&D Insurance
• Supplemental Coverage
• Company Paid Long-Term Disability and Short-Term Disability (Non-CA)
• 401 (k) Retirement Plan (2-Year Vesting)
• Legal Services
• Virtual Behavioral Health
• Employee Assistance Program (EAP)
• Employee Perks: PTO, birthday gift card and the day off, community outreach opportunities, access to Doordash’s Dash Pass, Employee discount program
• Great Work Perks, an on-site dog park at our headquarters, company swag, stipends, and much more!