Key skills
C
About this role
Role Overview
- Own the strategic evolution of the Compliance Monitoring and Oversight framework.
- Lead, mentor, and develop a global team of monitoring specialists.
- Design and execute the Annual Compliance Monitoring Plan.
- Translate complex testing results into high-impact, actionable intelligence.
- Act as a strategic partner to Regional MLROs and First Line Operational leads.
- Drive the transition towards continuous monitoring and automated testing.
- Ensure the monitoring program is audit-ready at all times and capable of standing up to scrutiny from top-tier global regulators.
Requirements
- 12+ years of experience in Compliance Assurance, Internal Audit, or Regulatory Testing within the financial services or fintech sector
- Significant experience managing international teams, with a track record of developing senior talent
- Deep understanding of testing methodologies (design effectiveness vs. operating effectiveness), sampling strategies, and root cause analysis
- Exceptional executive presence. Comfortable presenting "bad news" constructively to C-level executives and driving consensus on remediation
- Experience working across multiple regulatory jurisdictions (e.g., US, UK/EU, APAC) and understanding the nuances of differing regulatory expectations
Benefits
- medical, dental, and vision insurance
- 401(k) plan
- short-term and long-term disability
- basic life insurance
- well-being benefits
- 20 paid days of vacation
- 12 paid days of company holidays in a calendar year