Perform operational client facing responsibilities
Process, update, analyze and review compliance tests and reports for SMA and CLO funds for clients
Run and validate pre-trade/hypo reports and results upon request for new trades across funds
Overseeing CLO funds including data recons, waterfall projections, and Trustee monthly report recon and waterfall review process on behalf of client
Review fund documents (ie CLO indenture, IMA documents) and interpret compliance rules, and then model and maintain fund specific portfolio compliance tests within SS&C proprietary compliance system
Participate in project work (both client facing and internal): Assist in project related to the continued build out and enhancements to the compliance monitoring platform and technology capabilities
Hand on involvement with projects addressing current and ongoing issues and improvements to existing platform
Perform regular and ad hoc internal and external reporting and analysis, and when needed
Assist in the onboarding process for new SMA and CLO funds, from set-up to go-live, by participating in new fund compliance rule logic set up, CLO waterfall modeling, internal user testing, user review of final output and reports

Bachelors degree in a quantitative track such as business/finance/engineering/computer sciences or related discipline preferred
Minimum of 3 years of experience working with fixed income and leveraged loan securities or similar asset class with foundational experience in investment guideline monitoring and/or CLO mechanics, including compliance tests, waterfall, and CLO lifecycle events (closing, effective date, post reinvestment period, etc)
Experience in reading IMAs, OMs, CLO Indentures and related governing documents
Some experience using a compliance system preferred, such as CDO Suite/Solvest, WSO Compliance, Charles River, Allvue, etc
Excellent attention to detail and strong analytics, and problem solving skills
Technology savvy
Proactive team player mentality
Excellent written communication and interpersonal skills
this is critical as this position will be working closely within a team, and interface directly with client and outside parties on a day to day basis
Solid MS Excel skills
solid intermediate/advanced level grasp of excel functions (vlookup, pivot tables, etc) and formulas is preferred

Associate Manager, Portfolio Compliance Analyst – CLO/SMA Funds

Key skills