Actively managing regulatory and operational process control testing activities
Provide oversight and support to internal control testers by reviewing test scripts and driving control design enhancements
Lead the planning, execution, and oversight of control testing activities for multiple US business lines
Apply risk assessment methodologies to identify and report on control effectiveness
Utilize GRC platform(s) to track, manage, and report control testing results
Partner with business process owners to assist in the identification and maintenance of effective control environment
Deliver clear communications to senior management regarding testing outcomes
Recommend and implement enhancements to control testing processes and methodologies
Ensure all control testing activities comply with US regulatory requirements

Bachelor’s degree in Business, Finance, Accounting, or a related discipline; advanced degree or professional certification (CRCM) is preferred
5 years of experience in risk management, control testing, audit, or compliance testing within financial services
1-2 years management experience or demonstrating oversight of other team members
Strong understanding of risk management methodologies and control frameworks
Ability to oversee and execute control testing programs across multiple business lines
Hands-on experience with GRC platforms, automated control testing, building agents for an AI driven testing approach and issue management processes

Control Testing Manager

Key skills