Senior Compliance Testing Manager

Role Overview

• Lead a team that focuses on oversight of the testing methodology, testing system of record, technical testing training, department and executive-level reporting, quality assurance, testing planning and calendaring processes
• Oversee the development, management, and execution of the testing innovation and governance strategic projects and scorecard processes
• Provide direction to management regarding alignment of resources to ensure timely and accurate execution
• Ensure teams have tools, training, and access to information needed to effectively execute areas of responsibility
• Drive strategic transformation to deepen the breadth of testing through technology solutions and reviewing the effectiveness of processes, tools, and systems
• Design and implement metrics that provide transparency and accountability on testing operations
• Drive methodology and reporting intents as a strategic leader with Risk Management tech, product, and analytics areas to transform transaction testing and control reviews
• Implement Gen AI controls, ensuring adherance to governance procedures and benchmarks
• Establish and maintain strong relationships with Compliance Testing Test Leads, Enterprise Risk Management Leads, and Independent Risk Management Leads
• Elevate substantive concerns arising in executing governance, oversight, and quality assurance activities to senior management
• Communicate activity outcomes with Accountable Executives, Senior Compliance Officers, and the Chief Compliance Officer
• Oversee and manage responses for testing-related audits or exams, as appropriate

Requirements

• Bachelor's Degree or military experience
• At least 5 years of experience in Compliance Testing, Risk Management, Compliance Monitoring, or Audit
• At least 5 years of people management experience
• At least 1 year of cloud data structure, data analytics, or Artificial Intelligence experience
• Master’s degree or Juris Doctorate degree (preferred)
• 6+ years experience at a financial institution in Compliance Testing, Risk Management, Compliance Monitoring, or Audit (preferred)
• 6+ years of people management experience (preferred)
• Extensive knowledge or experience with consumer regulations and related business processes (preferred)
• Superb verbal and written communication skills, with the demonstrated ability to communicate complex analysis in a clear and concise manner and create senior level reports (preferred)
• Compliance related certifications (Certified Regulatory Compliance Manager (CRCM) preferred)
• Experiences engaging with analytics, products, and technology teams to lead intent (preferred)
• An Artificial Intelligence Governance certification (AIGP) through the IAPP (preferred)

Tech Stack

• Cloud

Benefits

• comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
• performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)