Guide the deal team through the Commercial regulatory review process when onboarding or updating customer profiles
Collection, review, validation, of CIP documents; KYC; BOCP form or exclusions/exceptions; third-party research; OFAC screening and enhanced due diligence (EDD)
Determine appropriate level of risk and corresponding requirements
Determine tier of onboarding complexity for appropriate level of review and deal team engagement
Work collaboratively with the sales and service teams with a solution-oriented approach
Proactively manage workflow and extra duties assigned through independent time management
Perform quality control reviews as assigned
Actively seek opportunities to contribute to the success of the team

Bachelor’s Degree
3+ Years of Commercial Banking Regulatory Experience
Organization is essential.
Diligent focus on risk, details, and accuracy.
Ability to multi-task, prioritize, and work independently.
Strong critical thinking, decision-making, and analytical skills.
Ability to work in a fast-paced, high-pressure environment with professionalism and courtesy.
Excellence in customer service, highly motivated, and goal oriented.
Demonstrates relationship-building and professionalism with various colleagues, departments, and management.
Takes ownership of workload and has a passion to execute.
Engaged, intuitive, adaptable, resourceful, insightful, and energetic.
Exceptional listening, verbal, and written communication skills.
Skilled with MS Office applications; experience with third-party due diligence

Commercial Regulatory Onboarding Specialist

Key skills